In a time of prolonged market volatility, the SEC has announced that it is giving the green light to funds that utilize derivatives to take a leveraged or inverse position on single securities as ...

In June, Finra released a statement in which it told broker-dealers that inverse and leveraged ETFs “typically are unsuitable for retail investors” who hold them longer than a day.

The SEC said the firm failed to obtain such client disclosure notices from several hundred clients, and that Morgan Stanley solicited clients to purchase single inverse ETFs in retirement and ...

Leveraged and inverse single-stock exchange traded funds are the latest complex investment products to be given the green light by regulators, but the Securities and Exchange Commission has issued ...

The Securities and Exchange Commission settled charges with Morgan Stanley Smith Barney on Tuesday, fining the firm $8 million for selling unsuitable ETF products to customers and not obtaining ...

The SEC’s loss in a legal battle with Grayscale last year is widely seen as a turning point away from nearly a decade of denial, allowing bitcoin ETFs to pull in nearly $900mn in their first ...

Direxion filed in February with the SEC for a wide range of leveraged and inverse funds based on single securities like Meta, Netflix, Apple, Microsoft, Amazon, Alphabet, Nvidia, and Tesla, with ...