SEC enforcement blitz targets 7 financial firms as Biden administration winds down
The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.
JD Supra41m
U.S. Court of Appeals for the Fifth Circuit Vacates SEC’s Approval of Nasdaq’s Board Diversity Rules
On December 11, 2024, the U.S. Court of Appeals for the Fifth Circuit (“Fifth Circuit”) vacated the U.S. Securities and Exchange Commission’s ...
Hosted on MSN4d
US Securities and Exchange Commission’s lawsuit against Elon Musk explored as X CEO is accused of non-disclosure of the app’s stock purchase
The Security and Exchange Commission (SEC) filed a lawsuit against Elon Musk, owner of social media giant X (formerly known ...
US Securities and Exchange Commission sues Elon Musk for not disclosing early Twitter stock purchase
The US Securities and Exchange Commission sues Elon Musk saying he failed to disclose Twitter ownership in a timely manner.
Hindenburg Research says not under investigation by US Securities and Exchange Commission
Hindenburg is not under investigation by the SEC, to our knowledge, and any suggestion to the contrary is false, the firm ...
SEC settles charges against US hedge fund over investment model vulnerabilities
The U.S. Securities and Exchange Commission on Thursday settled charges against hedge fund Two Sigma over failure to address ...
Wells Fargo and Bank of America Agree to Pay Combined $60 Million to Settle SEC Probe
In the enforcement actions announced Friday, the regulator said the two firms agreed to settle the charges without admitting ...
cryptonewsz12h
SEC Sues Helium Network’s Nova Labs For Securities Violations
In Gary Gensler's last attempt, US SEC has sued Helium Network's Nova Labs alleging that it sold ‘unregistered securities’ ...
Fitness Beverage Company Celsius to Pay $3 Million Fine to Settle US SEC Accounting Case
(Reuters) - Celsius Holdings, the fitness beverage company, will pay a $3 million civil fine to resolve charges it accounted ...
CoinDesk6d
Binance.US Chief: The SEC Called Us a Cauldron of Fraud, Without Any Evidence
Gary Gensler’s Securities and Exchange Commission (SEC) branded Binance.US “a cauldron of fraud,” and used its power and ...
Litecoin ETF Draws Near as Nasdaq Files Form Key to SEC Approval
Nasdaq and Canary Capital Group submitted new filings to the US Securities and Exchange Commission this week that are key to ...
The Daily Hodl4d
US Judge Deems SEC’s Order To Deny Coinbase Rulemaking Petition ‘Arbitrary and Capricious’
A judge just ordered the U.S. Securities and Exchange Commission (SEC) to craft a more thorough response to a petition from ...